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Home › Solutions › 🏦 Financial Services & Banking › MS 04 — FCA Document Production Pack Generator
04
🏦 Financial Services & Banking
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FCA Evidence Pack. Assembled in Minutes, Not Days.

The FCA Document Production Pack Generator assembles a structured evidence bundle from your compliance databases on demand. Period filtering, document type selection, and PDF packaging — producing the evidence pack that FCA supervisors expect, in the format they expect it.

The Problem This Solves
When the FCA requests a document production under SUP 2.3, firms spend days manually gathering evidence from disparate systems — emails, shared drives, case management tools. The resulting pack is incomplete, unstructured, and takes weeks to produce.
Regulatory Basis
FCA SUP 2.3 · FCA SUP 15 · FSMA 2000 §165
FCA supervisors have the power to require firms to produce information and documents under FSMA 2000 §165. Firms must be able to produce compliance evidence promptly and in a structured format.
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🏦 Financial Services & Banking
MS 04
FCA Document Production Pack Generator
£1,597
ONE-TIME · FULL CODE OWNERSHIP · NO LICENCE FEE
✓ Production-ready PostgreSQL schema
✓ n8n automation workflow (JSON export)
✓ HTML / JavaScript frontend
✓ Immutable audit trail built in
✓ Build guide — step-by-step setup
✓ Sub-30-second evidence retrieval
✓ FCA SUP 2.3 aligned
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Delivered and live within 14 days or money back
What's Included

Six Production-Ready Deliverables

Every component is built, tested, and transferred to you on day one of deployment. No dependencies. No ongoing licence fees. Full code ownership from the moment it goes live.

🗄️
document_packs table
Pack registry: pack_id, requested_by, fca_reference, period_from, period_to, document_types_requested, generation_status, generated_at, submitted_at.
📁
pack_contents table
Contents table: links each document in the pack to its source table, source_id, document_type, and the version included. Full provenance chain for every document in the pack.
🔄
Pack Generator Workflow
n8n workflow accepts pack parameters (period, document types), queries all relevant compliance tables, assembles the structured bundle, generates a PDF summary, and emails the complete pack.
📄
Evidence Templates
Pre-formatted HTML templates for each document type: SoR summaries, assessment records, breach investigation files, T&C evidence, and supervision logs — each formatted to FCA submission conventions.
📊
Submission Tracker
vw_pack_submission_status shows all packs generated, their submission status, the FCA reference, and submission date. Overdue submissions flagged with days overdue count.
⏱️
Period Filtering Engine
Flexible date range filtering across all source tables. Cross-table consistency check ensures no data gaps in the selected period before the pack is assembled.
Technical Specification & Live View

Built to Run. Not to Demo.

Every UNUS London mini solution is a production system — not a prototype. The schema runs on PostgreSQL 17.4 with full referential integrity, Row-Level Security, and an immutable audit trail from day one. The n8n workflow handles every user interaction end-to-end.

The evidence view below is representative of the live data structure you will have in your system. Every record shown reflects the actual column names, data types, and status logic in the deployed schema.

DatabasePostgreSQL 17.4 (Supabase)
Tables2 (document_packs, pack_contents)
Views1 (pack_submission_status)
n8n Nodes16–20
StandardFCA SUP 2.3 · FSMA 2000 §165
Pack Assembly Time < 5 minutes (automated)
Code Ownership100% — transferred Day 1
finance-fca-document-pack — live data view
PACK-001 FCA Ref: SUP-2024-0391 Q3 2024 ✓ Submitted 14 Nov 2024
PACK-002 Annual SMCR Review FY 2024–25 ✓ Submitted 31 Mar 2025
PACK-003 Thematic Review — T&C H1 2025 🟡 Assembling — ETA 4 mins
PACK-004 FCA Ref: SUP-2025-0147 Q1 2025 ✓ Submitted 02 Jun 2025

Get the FCA Document Production Pack Generator
live in your firm.

A 30-minute discovery call is enough to scope this system for your firm, walk through the schema live, and confirm the delivery timeline. No obligation. A genuine technical conversation.

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