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⚖️ Legal & Professional Services
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Weekly Compliance Reports. Generated Automatically.

The SRA Regulatory Readiness Report Generator runs every Monday at 07:00. It queries your compliance systems, calculates a readiness score across four dimensions, and emails a formatted report to your COLP and principal solicitor — before they ask for it.

The Problem This Solves
Producing a weekly compliance report manually takes 30–45 minutes and is frequently deprioritised. When the SRA requests evidence of proactive compliance monitoring, firms cannot demonstrate they were reviewing their position regularly and systematically.
Regulatory Basis
SRA Code of Conduct 2019, §2.1 · SRA Standards & Regulations 2019
Firms must have effective governance structures and systems in place to supervise compliance with their legal and regulatory obligations. Regular, documented compliance reporting is a key component of demonstrating effective governance.
⚖️ Legal & Professional Services
MS 03
SRA Regulatory Readiness Report Generator
£1,447
ONE-TIME · FULL CODE OWNERSHIP · NO LICENCE FEE
Production-ready PostgreSQL schema
n8n automation workflow (JSON export)
HTML / JavaScript frontend
Immutable audit trail built in
Build guide — step-by-step setup
Sub-30-second evidence retrieval
SRA Code of Conduct 2019, §2.1 aligned
Delivered and live within 14 days or money back

Six Production-Ready Deliverables

Every component is built, tested, and transferred to you on day one of deployment. No dependencies. No ongoing licence fees. Full code ownership from the moment it goes live.

🔄
23-Node n8n Workflow
Full n8n workflow with three entry points: scheduled Cron (Monday 07:00), on-demand webhook, and principal sign-off gate. Exported as JSON — import and configure in minutes.
🗄️
sra_report_history table
One new table created: sra_report_history. Every generated report is archived with timestamp, raw scores, composite score, report JSON, and principal sign-off status.
📊
Four-Dimension Scoring
Supervision Coverage (SRA §7.1) · AML Compliance (MLR 2017) · Matter Closure Quality · Evidence Trail Integrity. Each scored 0–100. Weighted composite score calculated.
📧
Formatted Email Report
HTML email delivered to COLP and principal with score breakdown, traffic light status per dimension, top three findings, and a sign-off link.
✍️
Principal Sign-Off Gate
Sign-off link in every report triggers a separate workflow node that records the principal's acknowledgement with timestamp in sra_report_history. Creates a documented governance trail.
📡
On-Demand Webhook
POST to the webhook URL to generate a report at any time — for audit preparation, board meetings, or management review.

Built to Run. Not to Demo.

Every UNUS London mini solution is a production system — not a prototype. The schema runs on PostgreSQL 17.4 with full referential integrity, Row-Level Security, and an immutable audit trail from day one. The n8n workflow handles every user interaction end-to-end.

The evidence view below is representative of the live data structure you will have in your system. Every record shown reflects the actual column names, data types, and status logic in the deployed schema.

DatabasePostgreSQL 17.4 (Supabase)
New Tables1 (sra_report_history)
n8n Nodes23
Entry Points3 (Cron, Webhook, Sign-off)
Score Dimensions4
Report DeliveryGmail via n8n (HTML email)
ScheduleMonday 07:00 (configurable)
Depends OnMS 01 supervision tables (optional: MS 02)
Live Compliance Report
SRA Regulatory Readiness Report Generator
Supervision Coverage97✓ Target met (≥95%)
AML Compliance100✓ No outstanding MLRO reviews
Matter Closure Quality94⚠ 2 matters closure overdue
Evidence Trail Integrity100✓ All events logged via approved channel

Get the SRA Regulatory Readiness Report Generator
live in your firm.

A 30-minute discovery call is enough to scope this system for your firm, walk through the schema live, and confirm the delivery timeline. No obligation. A genuine technical conversation.